The Capital Markets Tribunal will hold a hearing on Nov. 10 to consider extending a temporary order issued against Adam Joseph Arquette and Arquette Insurance and Wealth Management, the Ontario Securities Commission (OSC) announced on Oct. 30.

The commission issued a temporary order on Oct. 27 that immediately halted all securities trading by Arquette, AIWM, or anyone acting on their behalf. The order also revoked any exemptions under Ontario securities law that would otherwise apply to the respondents.

Under the Securities Act, the temporary order expires 15 days after issuance unless extended by the Tribunal. The OSC filed an application on Oct. 29 requesting a six-month extension, until April 27, 2026.

The commission’s Enforcement Division is investigating Arquette and AIWM for poten

See Full Page